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FCA fines and bans wife and bans husband financial advisor for lack of integrity

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  • FCA fines and bans wife and bans husband financial advisor for lack of integrity

    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA interview.

    https://www.fca.org.uk/news/press-re...ancial-advisor
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  • #2
    Re: FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Mr and Mrs Chiesa were founding partners of Westwood Independent Financial Planners (Westwood), a firm authorised by the FCA to provide personal investment advice.
    Following action taken by the Financial Conduct Authority in May 2011 over mis-selling of geared traded endowment policies (GTEP products), Westwood became insolvent and went into sequestration, the term used in Scotland to describe bankruptcy.
    .................
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